NON-READILY REALISABLE SECURITIES - INVESTOR CERTIFICATION

To view further information you must qualify as one of the categories of investor below. Selecting one checkbox is sufficient to qualify.

OPTION 1 - RESTRICTED INVESTOR STATEMENT

I make this statement so that I can receive promotional communications relating to non-readily realisable securities as a restricted investor. I declare that I qualify as a restricted investor because:

  1. in the twelve months preceding the date below, I have not invested more than 10% of my net assets in non-readily realisable securities; and
  2. I undertake that in the twelve months following the date below, I will not invest more than 10% of my net assets in non-readily realisable securities.
    1. Net assets for these purposes do not include:

    2. the property which is my primary residence or any money raised through a loan secured on that property;
    3. any rights of mine under a qualifying contract of insurance; or
    4. any benefits (in the form of pensions or otherwise) which are payable on the termination of my service or on my death or retirement and to which I am (or my dependants are), or may be entitled.
OPTION 2 - HIGH NET WORTH INVESTOR STATEMENT

I make this statement so that I can receive promotional communications which are exempt from the restriction on promotion of non-readily realisable securities. The exemption relates to certified high net worth investors and I declare that I qualify as such because at least one of the following applies to me:

  1. I had, throughout the financial year immediately preceding the date below, an annual income to the value of £100,000 or more;
  2. I held, throughout the financial year immediately preceding the date below, net assets to the value of £250,000 or more.
    1. Net assets for these purposes do not include:

    2. the property which is my primary residence or any money raised through a loan secured on that property
    3. any rights of mine under a qualifying contract of insurance; or
    4. any benefits (in the form of pensions or otherwise) which are payable on the termination of my service or on my death or retirement and to which I am (or my dependants are), or may be, entitled.
OPTION 3 - SELF-CERTIFIED SOPHISTICATED INVESTOR STATEMENT

I declare that I am a self-certified sophisticated investor for the purposes of the restriction on promotion of non-readily realisable securities. I understand that this means:

  1. I can receive promotional communications made by a person who is authorised by the Financial Conduct Authority which relate to investment activity in non-readily realisable securities;
  2. the investments to which the promotions will relate may expose me to a significant risk of losing all of the property invested.

I am a self-certified sophisticated investor because at least one of the following applies:

  1. I am a member of a network or syndicate of business angels and have been so for at least the last six months prior to the date below;
  2. I have made more than one investment in an unlisted company in the two years prior to the date below;
  3. I am working, or have worked in the two years prior to the date below, in a professional capacity in the private equity sector, or in the provision of finance for small and medium enterprises;
  4. I am currently, or have been in the two years prior to the date below, a director of a company with an annual turnover of at least £1 million.
August 24th, 2017

RESTRICTED FILE - INVESTOR AUTHORISATION

In order to view the offer document you must be a certified high net worth individual or a self-certified sophisticated investor.

OPTION 1 - STATEMENT FOR CERTIFIED HIGH NET WORTH INDIVIDUAL

I declare that I am a certified high net worth individual for the purposes of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005. I understand that this means:

  1. I can receive financial promotions that may not have been approved by a person authorised by the Financial Conduct Authority;
  2. the content of such financial promotions may not conform to rules issued by the Financial Conduct Authority;
  3. by signing this statement I may lose significant rights;
  4. I may have no right to complain to either of the following—
    1. the Financial Conduct Authority; or
    2. the Financial Ombudsman Scheme;
  5. I may have no right to seek compensation from the Financial Services Compensation Scheme.

I am a certified high net worth individual because at least one of the following applies

  1. I had, during the financial year immediately preceding the date below, an annual income to the value of £100,000 or more;
  2. I held, throughout the financial year immediately preceding the date below, net assets to the value of £250,000 or more. Net assets for these purposes do not include—
    1. the property which is my primary residence or any loan secured on that residence;
    2. any rights of mine under a qualifying contract of insurance within the meaning of the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001; or
    3. any benefits (in the form of pensions or otherwise) which are payable on the termination of my service or on my death or retirement and to which I am (or my dependants are), or may be, entitled.
OPTION 2 - STATEMENT FOR SELF-CERTIFIED SOPHISTICATED INVESTORS

I declare that I am a self-certified sophisticated investor for the purposes of the Financial Services and Markets Act (Financial Promotion) Order 2005.

I understand that this means:

  1. I can receive financial promotions that may not have been approved by a person authorised by the Financial Conduct Authority;
  2. the content of such financial promotions may not conform to rules issued by the Financial Conduct Authority;
  3. by signing this statement I may lose significant rights
  4. I may have no right to complain to either of the following—
    1. the Financial Conduct Authority; or
    2. the Financial Ombudsman Scheme;
  5. I may have no right to seek compensation from the Financial Services Compensation Scheme.

I am a self-certified sophisticated investor because at least one of the following applies

  1. I am a member of a network or syndicate of business angels and have been so for at least the last six months prior to the date below;
  2. I have made more than one investment in an unlisted company in the two years prior to the date below;
  3. I am working, or have worked in the two years prior to the date below, in a professional capacity in the private equity sector, or in the provision of finance for small and medium enterprises;
  4. I am currently, or have been in the two years prior to the date below, a director of a company with an annual turnover of at least £1 million.

EIS & SEIS Offers

Approved, Unapproved, Portfolios, Single Companies, SEIS, and Mixed SEIS/EIS

Commission rebates and other discounts are detailed below. Where commission is paid, we rebate at least 75% of initial commission plus 75% of trail commission (or in some cases 100% of initial commission, with Clubfinance retaining the trail commission), otherwise we charge an upfront fee to arrange the investment (typically 0.75%). Please see our main EIS & SEIS page for further important information.

PLEASE GENERATE A COMMISSION STATEMENT FOR MORE INFORMATION ON COMMISSION & REBATES

EIS & SEIS Funds Available for Investment

Approved Funds: Current-year Income Tax relief relates to the tax year when the fund closes (but see also carry back).

Unapproved Funds & Portfolio Services: Income Tax relief relates to each individual EIS or SEIS company in which the fund invests; the tax year to which Income Tax relief applies therefore relates to the tax year when each share is issued NOT the closing date of the fund (but see also carry back).

If you are interested in a particular EIS or SEIS that is not listed, please contact us using the form at the base of this webpage. Please see product documentation for full details of charges.

IMPORTANT NOTE ON CHARGES - Charges for EISs & SEISs can be very high and come in many different types and forms - please ensure you read the product documentation in detail to understand the charges. Types of charges and costs include but are not limited to: set-up costs, dealing charges, administration charges, fund management charges, and performance fees. These may be charged upfront or on a transactional, ongoing, deferred or other basis. The way in which charges and costs are calculated and levied will vary from product to product. Charges and costs may also be subject to VAT – figures shown in the tables below are generally shown before any VAT that may apply. Please contact us if you do not understand any aspect of the charges on a particular product.

Filter and Sort Funds
Show funds of this type:
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Sort Direction
EIS/SEIS Name
EIS Type
Minimum
Expected closing date*
Current tax year investment expected?**
Our Arrangement Fee
Our Initial Discount***
Our Annual Renewal Commission Rebate
Documents
(See icon key located beneath the table)
Amplify Music SEIS 6
(expected September 2017)
SEIS Shares
Minimum
TBC
Expected closing date
TBC
Current tax year investment expected?
Our Arrangement Fee
Our Initial Discount
Our Annual Renewal Commission Rebate
Anglo Scientific EIS Fund
EIS Fund
Minimum
£5,000
Expected closing date
22-Sep-17
22-Dec-17
23-Mar-18
Current tax year investment expected?
Our Arrangement Fee
Our Initial Discount
Our Annual Renewal Commission Rebate
Closed. Closed. Closed. Closed.
Arie EIS & SEIS Tech Fund
EIS &
SEIS Fund
Minimum
£5,000
Expected closing date
cleared funds by
4-Apr-171
Current tax year investment expected?
Our Arrangement Fee
-
Our Initial Discount
2.625%
Our Annual Renewal Commission Rebate
-
Blackfinch Asset Focused EIS
(launch date TBC)
EIS Shares
Minimum
£25,000
Expected closing date
TBC
Current tax year investment expected?
TBC
Our Arrangement Fee
Our Initial Discount
Our Annual Renewal Commission Rebate
Blackfinch Media EIS Portfolios
EIS Shares
Minimum
£25,000
Expected closing date
30-Jun-17
Current tax year investment expected?
Our Arrangement Fee
Our Initial Discount
Our Annual Renewal Commission Rebate
Boundary Capital AngelPlus Investment Fund
EIS &
SEIS Fund
Minimum
£20,000
Expected closing date
quarterly
Current tax year investment expected?
Our Arrangement Fee
Our Initial Discount
Our Annual Renewal Commission Rebate
Calculus EIS Fund
EIS Fund
Minimum
£50,000
Expected closing date
27-Oct-17
26-Jan-18
27-Apr-18
29-Jun-18
Current tax year investment expected?
Our Arrangement Fee
Our Initial Discount
Our Annual Renewal Commission Rebate
Closed. Closed. Closed. Closed.
Ceru Restaurants Limited
Single Company
Minimum
£10,000
Expected closing date
31-Jul-17
Current tax year investment expected?
Our Arrangement Fee
-
Our Initial Discount
1.875%2
Our Annual Renewal Commission Rebate
-
CHF Media Fund
EIS &
SEIS Fund
Minimum
£20,000
Expected closing date
TBC
Current tax year investment expected?
Our Arrangement Fee
Our Initial Discount
Our Annual Renewal Commission Rebate
City Pub EIS Fund (tranche 3)
(expected late 2017)
EIS Fund
Minimum
£25,000
Expected closing date
TBC
Current tax year investment expected?
Our Arrangement Fee
Our Initial Discount
Our Annual Renewal Commission Rebate
Daedalus Partners Twenty Ten Digital Media SEIS Fund
SEIS Fund
Minimum
£10,000
Expected closing date
TBC
Current tax year investment expected?
Our Arrangement Fee
Our Initial Discount
Our Annual Renewal Commission Rebate
Deepbridge Life Sciences SEIS
SEIS Fund
Minimum
£10,000
Expected closing date
1-Sep-17
Current tax year investment expected?
Our Arrangement Fee
Our Initial Discount
Our Annual Renewal Commission Rebate
Deepbridge Technology Growth EIS
EIS Fund
Minimum
£10,000
Expected closing date
31-Aug-17
Current tax year investment expected?
Our Arrangement Fee
Our Initial Discount
Our Annual Renewal Commission Rebate
Downing EIS Tranche 3
(launch date TBC)
EIS Fund
Minimum
£15,000
Expected closing date
TBC
Current tax year investment expected?
Our Arrangement Fee
Our Initial Discount
Our Annual Renewal Commission Rebate
Downing Ventures EIS
EIS Fund
Minimum
£15,000
Expected closing date
30-Aug-17
Current tax year investment expected?
Our Arrangement Fee
Our Initial Discount
Our Annual Renewal Commission Rebate
Earthworm EIS Fund
EIS Fund
Minimum
£10,000
Expected closing date
20-Oct-17
Current tax year investment expected?
Our Arrangement Fee
Our Initial Discount
Our Annual Renewal Commission Rebate
Epicure SEIS Fund
SEIS Fund
Minimum
£10,000
Expected closing date
20-Oct-17
Current tax year investment expected?
Our Arrangement Fee
Our Initial Discount
Our Annual Renewal Commission Rebate
Foresight Williams Technology EIS Fund
EIS Fund
Minimum
£10,000
Expected closing date
N/A
Current tax year investment expected?
Our Arrangement Fee
Our Initial Discount
Our Annual Renewal Commission Rebate
Guinness AIM EIS
(fund will not make any investments until after close date)
Approved EIS Fund
Minimum
£20,000
Expected closing date
6-Apr-18
Current tax year investment expected?
Our Arrangement Fee
Our Initial Discount
Our Annual Renewal Commission Rebate
Guinness EIS
EIS Fund
Minimum
£20,000
Expected closing date
30-Sep-17
Current tax year investment expected?
Our Arrangement Fee
Our Initial Discount
Our Annual Renewal Commission Rebate
Hindsight Media EIS Fund
EIS Fund
Minimum
£10,000
Expected closing date
29-Sep-17
Current tax year investment expected?
Our Arrangement Fee
Our Initial Discount
Our Annual Renewal Commission Rebate
Imbiba Leisure EIS Fund
EIS Fund
Minimum
£10,000
Expected closing date
29-Sep-17
Current tax year investment expected?
Our Arrangement Fee
Our Initial Discount
Our Annual Renewal Commission Rebate
Ingenious Broadcasting 2017/18
EIS Fund
Minimum
£10,000
Expected closing date
6-Dec-17
20-Mar-18
Current tax year investment expected?
Our Arrangement Fee
Our Initial Discount
Our Annual Renewal Commission Rebate
Ingenious Greenlight Media 2017/18
EIS Fund
Minimum
£10,000
Expected closing date
6-Dec-17
20-Mar-18
Current tax year investment expected?
Our Arrangement Fee
Our Initial Discount
Our Annual Renewal Commission Rebate
Ingenious Infrastructure 2017/18
(launch date TBC)
EIS Fund
Minimum
£10,000
Expected closing date
TBC
Current tax year investment expected?
Our Arrangement Fee
Our Initial Discount
Our Annual Renewal Commission Rebate
Ingenious Shelley Media 2017/18
EIS Fund
Minimum
£10,000
Expected closing date
6-Sep-17
20-Mar-18
Current tax year investment expected?
Our Arrangement Fee
Our Initial Discount
Our Annual Renewal Commission Rebate
Jenson SEIS & EIS Fund 5
(launch date TBC)
EIS &
SEIS Fund
Minimum
TBC
Expected closing date
TBC
Current tax year investment expected?
Our Arrangement Fee
Our Initial Discount
Our Annual Renewal Commission Rebate
London Digital Games Limited
Single Company
Minimum
£10,000
Expected closing date
TBC
Current tax year investment expected?
Our Arrangement Fee
Our Initial Discount
Our Annual Renewal Commission Rebate
Mariana Waste Management EIS 2
(expected Summer 2017)
EIS Fund
Minimum
TBC
Expected closing date
TBC
Current tax year investment expected?
Our Arrangement Fee
Our Initial Discount
Our Annual Renewal Commission Rebate
Mediabiz International EIS
(launch date TBC)
EIS Fund
Minimum
TBC
Expected closing date
TBC
Current tax year investment expected?
Our Arrangement Fee
Our Initial Discount
Our Annual Renewal Commission Rebate
Mercia Growth Fund 8
EIS &
SEIS Fund
Minimum
£25,000
Expected closing date
31-Dec-17
Current tax year investment expected?
Our Arrangement Fee
Our Initial Discount
Our Annual Renewal Commission Rebate
Odexia Consumer Brand EIS Fund
EIS Fund
Minimum
TBC
Expected closing date
TBC
Current tax year investment expected?
Our Arrangement Fee
Our Initial Discount
Our Annual Renewal Commission Rebate
OION EIS & SEIS Fund
EIS &
SEIS Fund
Minimum
£5,000
Expected closing date
22-Sep-17
22-Dec-17
23-Mar-18
Current tax year investment expected?
Our Arrangement Fee
Our Initial Discount
Our Annual Renewal Commission Rebate
Oxford Capital Growth EIS
EIS Portfolio
Minimum
£25,000
Expected closing date
N/A
Current tax year investment expected?
Our Arrangement Fee
Our Initial Discount
Our Annual Renewal Commission Rebate
Oxford Capital Media EIS
EIS Fund
Minimum
£25,000
Expected closing date
Contact us
Current tax year investment expected?
Our Arrangement Fee
Our Initial Discount
Our Annual Renewal Commission Rebate
Oxford Technology Combined Seed EIS and EIS Fund
EIS &
SEIS Fund
Minimum
£15,000
Expected closing date
N/A
Current tax year investment expected?
Our Arrangement Fee
Our Initial Discount
Our Annual Renewal Commission Rebate
Seneca EIS Portfolio Service
EIS Portfolio
Minimum
£25,000
Expected closing date
3-Jun-17
Current tax year investment expected?
Our Arrangement Fee
Our Initial Discount
Our Annual Renewal Commission Rebate
Seneca Managed Storage EIS Fund No.2
EIS Fund
Minimum
£25,000
Expected closing date
TBC
Current tax year investment expected?
Our Arrangement Fee
Our Initial Discount
Our Annual Renewal Commission Rebate
Space Net Ventures (S)EIS Fund
EIS &
SEIS Fund
Minimum
TBC
Expected closing date
TBC
Current tax year investment expected?
Our Arrangement Fee
Our Initial Discount
Our Annual Renewal Commission Rebate
Startup Funding Club SEIS/EIS Fund
EIS &
SEIS Fund
Minimum
£5,000
Expected closing date
22-Sep-17
22-Dec-17
23-Mar-18
Current tax year investment expected?
Our Arrangement Fee
Our Initial Discount
Our Annual Renewal Commission Rebate
Symvan Technology EIS Fund
EIS Fund
Minimum
£20,000
Expected closing date
TBC
Current tax year investment expected?
Our Arrangement Fee
Our Initial Discount
Our Annual Renewal Commission Rebate
Symvan Technology SEIS Fund 2
SEIS Fund
Minimum
£10,000
Expected closing date
TBC
Current tax year investment expected?
Our Arrangement Fee
Our Initial Discount
Our Annual Renewal Commission Rebate

Key:

Link to the product documentation, and application form (in PDF format) for each product.
Link to essential Clubfinance information required to proceed with a transaction through Clubfinance.
Additional Risk Warnings you must be aware of before making an investment.
Click on this icon to be taken to a webpage where you can generate your own tailored Commission Statement.
Where the EIS or SEIS provider has produced a guide, this icon will take you to it.
Clicking on this icon will take you to a website linked to the product which may provide additional useful information.

All charges may be subject to VAT.

* Note, please contact Clubfinance if your application will not arrive 3 working days before the closing date. If you are close to this deadline please contact us to see if there are any special arrangements in place for last minute applications. In some cases applications using electronic payment can be received later. Offers can close early.

** EISs & SEISs with a tick in this column are expecting to be able to make all their underlying investments into SEIS &/or EIS-qualifying shares in the current tax year. This is NOT a guarantee. Relevant close dates for the current tax year are those shown in the previous column falling before 5 April. EISs & SEISs without a tick may or may not make some underlying investments in the current tax year and this may depend on the timing of your application - see the documentation for the particular product for more information and contact us if you are still unsure.

*** Initial discounts shown are compared to an execution-only intermediary taking the full initial commission/facilitated initial fee available. Some intermediaries may take less than this and/or may have negotiated an initial charge discount (e.g. Clubfinance). We also check that the charges through Clubfinance are at least no more expensive than applying direct to the product provider - in most cases you get a discount.

1 - Arie EIS & SEIS Tech Fund - Applications with cleared funds are required by 4 April 2017. It is no longer possible to make a payment by cheque.

2 - Ceru Restaurants Limited - this initial discount will be provided by a cheque from Clubfinance, sent to you in the calendar month following the month in which Clubfinance actually receives its initial commission.

EIS & SEIS Funds we cannot arrange or that are cheaper to purchase direct from the EIS or SEIS provider

EIS/SEIS nameNote
Brewin Dolphin EIS Portfolio Management ServiceBrewin Dolphin will only accept applications where the investor has received full advice as to the suitability of this investment.
Draper Esprit EIS 5This product is cheaper direct from Draper Esprit.
MMC Ventures EIS FundWe cannot offer a discount or match the cost of investing without an intermediary for this EIS.
Puma EISExecution-only applications are not permitted for this EIS.
Rathbones EIS Portfolio ServiceWe understand that Rathbones are not actively seeking new investors. Please contact us if you would like further information on this product.
Rockpool EIS Portfolio ServiceWe cannot offer a discount or match the cost of investing without an intermediary for this EIS.
Select Media SEIS Service 3Execution-only applications are not permitted for this EIS.
Select Television Production EIS ServiceExecution-only applications are not permitted for this EIS.
Smith & Williamson EIS Portfolio ServiceSmith & Williamson will only accept applications where the investor has received full advice as to the suitability of this investment.
Tesseract Interactive SEIS Service 4Execution-only applications are not permitted for this EIS.

Don't see the EIS or SEIS you are interested in listed?

We will endeavour to obtain and e-mail you further information.

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Important Information

Clubfinance Ltd is authorised and regulated by the Financial Conduct Authority (firm reference no. 400139). Clubfinance offers an execution-only discount broker service; Clubfinance does not give advice or recommendations. If you have any doubt about the suitability of a particular product or service, or you require advice, you should seek a personal recommendation from an appropriate firm that does give advice. Clubfinance does not produce the products it arranges, or manage the underlying investments. Payments must not be made to Clubfinance, but to the relevant product provider. Contact details for Clubfinance can be found under 'contact'. Users of this website should be aware of the following:

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