NON-READILY REALISABLE SECURITIES - INVESTOR CERTIFICATION

To view further information you must qualify as one of the categories of investor below. Selecting one checkbox is sufficient to qualify.

OPTION 1 - RESTRICTED INVESTOR STATEMENT

I make this statement so that I can receive promotional communications relating to non-readily realisable securities as a restricted investor. I declare that I qualify as a restricted investor because:

  1. in the twelve months preceding the date below, I have not invested more than 10% of my net assets in non-readily realisable securities; and
  2. I undertake that in the twelve months following the date below, I will not invest more than 10% of my net assets in non-readily realisable securities.
    1. Net assets for these purposes do not include:

    2. the property which is my primary residence or any money raised through a loan secured on that property;
    3. any rights of mine under a qualifying contract of insurance; or
    4. any benefits (in the form of pensions or otherwise) which are payable on the termination of my service or on my death or retirement and to which I am (or my dependants are), or may be entitled.
OPTION 2 - HIGH NET WORTH INVESTOR STATEMENT

I make this statement so that I can receive promotional communications which are exempt from the restriction on promotion of non-readily realisable securities. The exemption relates to certified high net worth investors and I declare that I qualify as such because at least one of the following applies to me:

  1. I had, throughout the financial year immediately preceding the date below, an annual income to the value of £100,000 or more;
  2. I held, throughout the financial year immediately preceding the date below, net assets to the value of £250,000 or more.
    1. Net assets for these purposes do not include:

    2. the property which is my primary residence or any money raised through a loan secured on that property
    3. any rights of mine under a qualifying contract of insurance; or
    4. any benefits (in the form of pensions or otherwise) which are payable on the termination of my service or on my death or retirement and to which I am (or my dependants are), or may be, entitled.
OPTION 3 - SELF-CERTIFIED SOPHISTICATED INVESTOR STATEMENT

I declare that I am a self-certified sophisticated investor for the purposes of the restriction on promotion of non-readily realisable securities. I understand that this means:

  1. I can receive promotional communications made by a person who is authorised by the Financial Conduct Authority which relate to investment activity in non-readily realisable securities;
  2. the investments to which the promotions will relate may expose me to a significant risk of losing all of the property invested.

I am a self-certified sophisticated investor because at least one of the following applies:

  1. I am a member of a network or syndicate of business angels and have been so for at least the last six months prior to the date below;
  2. I have made more than one investment in an unlisted company in the two years prior to the date below;
  3. I am working, or have worked in the two years prior to the date below, in a professional capacity in the private equity sector, or in the provision of finance for small and medium enterprises;
  4. I am currently, or have been in the two years prior to the date below, a director of a company with an annual turnover of at least £1 million.
August 24th, 2017

RESTRICTED FILE - INVESTOR AUTHORISATION

In order to view the offer document you must be a certified high net worth individual or a self-certified sophisticated investor.

OPTION 1 - STATEMENT FOR CERTIFIED HIGH NET WORTH INDIVIDUAL

I declare that I am a certified high net worth individual for the purposes of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005. I understand that this means:

  1. I can receive financial promotions that may not have been approved by a person authorised by the Financial Conduct Authority;
  2. the content of such financial promotions may not conform to rules issued by the Financial Conduct Authority;
  3. by signing this statement I may lose significant rights;
  4. I may have no right to complain to either of the following—
    1. the Financial Conduct Authority; or
    2. the Financial Ombudsman Scheme;
  5. I may have no right to seek compensation from the Financial Services Compensation Scheme.

I am a certified high net worth individual because at least one of the following applies

  1. I had, during the financial year immediately preceding the date below, an annual income to the value of £100,000 or more;
  2. I held, throughout the financial year immediately preceding the date below, net assets to the value of £250,000 or more. Net assets for these purposes do not include—
    1. the property which is my primary residence or any loan secured on that residence;
    2. any rights of mine under a qualifying contract of insurance within the meaning of the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001; or
    3. any benefits (in the form of pensions or otherwise) which are payable on the termination of my service or on my death or retirement and to which I am (or my dependants are), or may be, entitled.
OPTION 2 - STATEMENT FOR SELF-CERTIFIED SOPHISTICATED INVESTORS

I declare that I am a self-certified sophisticated investor for the purposes of the Financial Services and Markets Act (Financial Promotion) Order 2005.

I understand that this means:

  1. I can receive financial promotions that may not have been approved by a person authorised by the Financial Conduct Authority;
  2. the content of such financial promotions may not conform to rules issued by the Financial Conduct Authority;
  3. by signing this statement I may lose significant rights
  4. I may have no right to complain to either of the following—
    1. the Financial Conduct Authority; or
    2. the Financial Ombudsman Scheme;
  5. I may have no right to seek compensation from the Financial Services Compensation Scheme.

I am a self-certified sophisticated investor because at least one of the following applies

  1. I am a member of a network or syndicate of business angels and have been so for at least the last six months prior to the date below;
  2. I have made more than one investment in an unlisted company in the two years prior to the date below;
  3. I am working, or have worked in the two years prior to the date below, in a professional capacity in the private equity sector, or in the provision of finance for small and medium enterprises;
  4. I am currently, or have been in the two years prior to the date below, a director of a company with an annual turnover of at least £1 million.

Crowdfunding Bond Offers

Commission rebates and other discounts are detailed below. Where commission is paid, we rebate up to 75% of initial commission plus up to 75% of trail commission, otherwise we charge an upfront fee to arrange the investment. Please see our main Crowdfunding Bond page for further important information.

PLEASE GENERATE A COMMISSION STATEMENT FOR MORE INFORMATION ON COMMISSION & REBATES

Crowdfunding Bonds Available for Investment

IMPORTANT NOTE

These are high-risk products. They are not similar to cash deposits and are not covered by the Financial Services Compensation Scheme. Your capital is at risk. Although charges are usually implicit being factored into the rate of interest expected, they can be high and come in different types and forms — please ensure you read the product documentation in detail to understand them.

Filter and Sort Funds
Show funds of this type:
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Product
Type
IFISA Available*
Term
Annual Interest
Expected Closing Date**
Minimum
Raising
Our Initial Discount
Our Annual Discount
Documents
(See icon key located beneath the table)
Downing Bagnell Energy Regular Access Bond1
Unsecured Bond
IFISA Available
Term
10 years
Annual Interest
3%
Expected Closing Date
Monthly
Minimum
£100
Raising
£10 million
Our Initial Discount
Our Annual Discount
Downing Downoak Pub Bond Two
Secured Bond
IFISA Available
Term
18 months
Annual Interest
5.5%
Expected Closing Date
TBC
Minimum
£100
Raising
£2.8 million
Our Initial Discount
Our Annual Discount
Downing Pulford Trading Regular Access Bond2
Unsecured Bond
IFISA Available
Term
10 years
Annual Interest
3%
Expected Closing Date
Monthly
Minimum
£100
Raising
£10 million
Our Initial Discount
Our Annual Discount

All charges may be subject to VAT.

* Bonds with a tick in this column are also available in an Innovative Finance ISA.

** Please note these offers can close early, especially if there is limited capacity.

1 - Investor redemptions are possible with one full calendar month's notice (Offer A), or three calendar months' notice (Offer B), subject to normal market conditions, therefore access to your investment cannot be guaranteed.

2 - Investor redemptions are possible with one full calendar month's notice (Offer A), or three calendar months' notice (Offer B), subject to normal market conditions, therefore access to your investment cannot be guaranteed.

Key:

Click on this button to apply online.
Link to the product documentation and application form (if there is no online application).
Link to essential Clubfinance information you need to use our service.
Additional Risk Warnings you must be aware of.
Click on this icon to be taken to a webpage where you can generate your own tailored Commission Statement.

 

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Important Information

Clubfinance Ltd is authorised and regulated by the Financial Conduct Authority (firm reference no. 400139). Clubfinance offers an execution-only discount broker service; Clubfinance does not give advice or recommendations. If you have any doubt about the suitability of a particular product or service, or you require advice, you should seek a personal recommendation from an appropriate firm that does give advice. Clubfinance does not produce the products it arranges, or manage the underlying investments. Payments must not be made to Clubfinance, but to the relevant product provider. Contact details for Clubfinance can be found under 'contact'. Users of this website should be aware of the following:

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